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FEUDAL.LAW
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Feudalism was a medieval contractual relationship among the
European upper classes, by which a lord granted land to his man in
return for military service. Feudalism was further characterized
by the localization of political and economic power in the hands
of lords and their vassals and by the exercise of that power from
the base of castles, each of which dominated the district in which
it was situated. The term feudalism thus encompasses a division
of governmental power spreading over various castle-dominated
districts. It does not, however, refer to the social and economic
relationships between the peasants and their lords, which are
defined as MANORIALISM.
Analogies to European feudalism have been sought in non-European
countries, and medieval Japan is commonly described as a feudal
society. The cited similarities, however, are less striking than
the dissimilarities. The Japanese had no contract theory (or
practice) between ruler and ruled, proceeded by unwritten (rather
than clear oral or written) custom, and had no schematic hierarchy
clearly defining the roles of lords and underlords.
Origins and Early History
The origins and early history of feudalism defy precise accounting.
Clearly, feudalism was, in its origin, a blend of Roman custom (for
example, conditional tenure of land dependent upon the fulfilling
of named obligations) and Germanic elements (for example, sworn
fealty, or faithfulness). Because the military service of KNIGHTS
was a central element of feudalism, some historians find the
introduction of heavy cavalry during the 8th century a key factor
in its development; others point to the introduction of the
stirrup, which greatly increased the efficiency of fighting on
horseback. Both schools agree that the knight had to be able to
maintain expensive equipment and a horse. Moreover, he could
practice fighting only if he was supported by land and labor and
was thus free to engage in the martial skills.
Systematic feudalism is generally thought to have emerged in the
Frankish territories during the 9th and 10th centuries. Civil wars
and the last wave of invasions of Europe by the Magyars and the
Vikings accelerated the devolution of defense to the local level.
These developments were catalyzed by the abandonment of royal
rights into the hands of lesser officials, usurpation of these
rights even against the monarch's will, and willing submission of
people to men of local power who could defend them. During this
period of breakdown of centralized royal control, the church came
to govern its own holdings, and effective secular government
contracted to the small units ruled by castles, in which lords and
their men were bound together by service-and-protection contracts.
In theory, diagrammatic feudalism resembles a pyramid, with the
lowest vassals at its base and the lines of authority flowing up
to the peak of the structure, the king. In practice, however, this
scheme varied from nation to nation. In the East Frankish (German)
kingdom, which became the nucleus of the HOLY ROMAN EMPIRE, the
pyramid ended at the level below king or emperor, that of the great
princes. In other words, the German kings were never able to
impose themselves at the top of a system that had developed out of
royal weakness. They were recognized as feudal suzerains but did
not exercise sovereignty. In the West Frankish kingdom (France)
the kings finally overcame the same handicap, using their positions
as feudal suzerains to become feudal sovereigns.
In England, where feudalism was imposed by the Normans (although
some elements were already present), the kings were at the top of
the pyramid, ruling by grace of their offices rather than by the
grace of their feudal positions.
The extent of feudalism must not be exaggerated, however. Many
portions of Europe were never feudalized; feudalism as described
here was largely confined to northern France, western Germany,
England, the Norman kingdom of Sicily, the Crusader states, and
northern Spain. Other parts of Europe experienced some feudalism,
but it was never a dominant form of sociopolitical organization.
Feudal institutions varied greatly from region to region, and few
feudal contracts had all the features here described. Common to
all, however, was the process by which one nobleman (the vassal)
became the man of another (the lord) by swearing homage and fealty.
This was originally done simply to establish a mutually protective
relationship, but by the early 11th century vassalage brought with
it a fief--land held in return for military service. With the
vassal's holding of a fief went rights of governance and of
jurisdiction over those who dwelt on it.
Lord and vassal were interlocked in a web of mutual rights and
obligations, to the advantage of both. Whereas the lord owed his
vassal protection, the vassal owed his lord a specified number of
days annually in offensive military service and in garrisoning his
castle. The lord was expected to provide a court for his vassals,
who, in turn, were to provide the lord with counsel before he
undertook any initiative of importance to the feudal community as
a whole--for example, arranging his own or his children's marriages
or planning a crusade. In addition, the lord frequently convened
his vassals "to do him honor."
Financial benefits accrued largely to the lord. A vassal owed his
lord a fee known as relief when he succeeded to his fief, was
expected to contribute to the lord's ransom were he captured and
to his crusading expenses, and had to share the financial burden
when the lord's eldest son was knighted and his eldest daughter
married. In addition, a vassal had to seek his lord's permission
to marry off his daughter (lest the land conveyed as dowry fall
into the hands of an antagonist) and for himself to take a wife.
Should the vassal die leaving a widow or minor children, they were
provided for by the lord, who saw to their education, support, and
marriage. Should the vassal die without heirs, his fief escheated,
or reverted to the lord.
The decline of feudalism is both more complex and better understood
that its origins and rise. Indeed, feudalism had hardly begun
before its first important sign of decline appeared. This was the
inheritance of fiefs, replacing the previous original individual
feudal contract; when a lord was no longer able to enter into an
agreement with his vassal, freely accepted by both parties, then
the personal nature of the feudal contract was seriously
undermined. This transformation occurred before 1100, as did the
beginning of the commutation of personal military service into
money payments (called scutage in England), which further
undermined the personal loyalty central to original feudalism.
A late medieval outgrowth of this commutation was contract service
in return for land or money, embodying loyalty to a lord in return
for help (maintenance) and protection--what was known in England
as bastard feudalism. This form of social bond enabled wealthy
lords to field an army quickly when needed and gave them tangible
and effective means to assert their own private influence in
political and social life, to the detriment of orderly central
government. Something else that appeared early in the history of
feudalism was liege homage, by which a man who was the vassal of
more than one lord chose one as his paramount lord, thus again
subverting the original feudal idea of personal loyalty between
lord and vassal.
The centralization of strong lordships, whether as kings (as in
England and France) or territorial rulers (as in the Holy Roman
Empire), obviously undercut the localization of government so
essential to feudalism. So too did new forms of warfare during the
14th and 15th centuries, which made the limited service of the
feudal army of knights anachronistic.
Other reasons for feudalism's decline were familial and social.
Family ties came to be seen as more important than particularistic
territorial concerns; the economic and social gulf between greater
and lesser nobles grew wider; and respect for historical ties of
mutual relationships between lord and vassal steadily weakened.
These circumstances, as well as the increasing division of
inheritances, all combined to destroy feudalism, slowly and
inexorably. The process was largely complete by the end of the
14th century.
Significance
The historical significance of feudalism defies brief statement;
it was a trunk with deep and wide-spreading roots.
Feudalism afforded the structure by which most medieval European
monarchies centralized. Constitutionally, the English-speaking
world owes to feudalism the right of opposition to tyranny,
representative institutions, resistance to taxation levied without
consultation, and limited monarchy -- since the king was bound by
custom, by his own law, and by the necessity to practice self-
restraint lest he be restrained by the community. Feudalism also
contributed the contract theory of government--the idea that both
the government and its citizens have reciprocal rights and
obligations.